[20L1V6R51] Portfolio Management: An Overview

* 基本信息：

* 1. Investors should use a portfolio approach to:

* 2. Which of the following is the best reason for an investor to be concerned with the composition of a portfolio? 

* 3. With respect to the formation of portfolios, which of the following statements is most accurate? 

* 4. Which of the following institutions will on average have the greatest need for liquidity? 

* 5. Which of the following institutional investors will most likely have the longest time horizon?

* 6. A defined benefit plan with a large number of retirees is likely to have a high need for

* 7. Which of the following institutional investors is most likely to manage investments in mutual funds?

* 8. With respect to the portfolio management process, the asset allocation is determined in the: 

* 9. The planning step of the portfolio management process is least likely to include an assessment of the client’s 

* 10. With respect to the portfolio management process, the rebalancing of a portfolio’s composition is most likely to occur in the: 

* 11. An analyst gathers the following information for the asset allocations of three portfolios:


Which of the portfolios is most likely appropriate for a client who has a high degree of risk tolerance?

* 12. Which of the following investment products is most likely to trade at their net asset value per share?

* 13. Which of the following financial products is least likely to have a capital gain distribution?

* 14. Which of the following forms of pooled investments is subject to the least amount of regulation?

* 15. Which of the following pooled investments is most likely characterized by a few large investments?